Fideuram is among the key private banking players in Italy. Deeply rooted at local level, it ranks first among the financial advisory networks in Italy, fourth in terms of Private Banking and sixth among traditional banks. It is looking for qualified profiles who want to be involved in a stimulating and challenging career opportunities.

Fideuram Asset Management (Ireland) dac (FAMI) established in 2001,is an UCITS management company belonging to Fideuram Intesa Sanpaolo Private Banking, owned by Intesa Sanpaolo Group, the leading Italian financial group. FAMI currently manages approximately €42 billion worth of assets with over 170 funds. FAMI is regulated by the Central Bank of Ireland.

The Company is seeking a Compliance Officer to join the Compliance desk. Based in Dublin, this is an exceptional job opportunity with a top‑tier asset management company. The role is a permanent contract. Reporting to the Chief Compliance Officer, the Compliance Officer will be responsible for supporting and assisting the management of regulatory matters as well as procedures relating to compliance. This is a CF-2 role according to the Central Bank of Ireland classification.

Scope and Purpose

Main activities:

• Identifying applicable regulations; monitoring and implementing any changes to same and continuously enhancing best practices in the Dublin office
• Managing relationships with the company’s key main stakeholders (Central Bank of Ireland, Luxembourg CSSF, clients, brokers, external Investment Managers, distributors, Fund Administrator, Custodian Bank, internal and external Auditors, Outsourcers, etc.)
• Ensuring compliance at all times with the corporate and UCITS Management activities carried out by the Company under Irish Luxembourg Laws and Regulations, Internal and Group Procedures
• Providing advisory support to Portfolio Managers and Traders
• Managing brokers set up requests and maintaining approved brokers list
• Ensuring compliance with UCITS and MiFID regulation in relation to conflict of interest, classification, best execution, inducement, personal transactions, remuneration
• Reviewing and maintaining the Compliance Manual and the Monitoring Plan
• Conducting relevant compliance activities in accordance with the Monitoring Plan
• Carrying out activities in relation to the following matters: investment limit compliance, Product Governance, Fitness & Probity regime, Corporate Governance, and any other matters as required
• Identification and timely escalation of any compliance issues arising during, or as a result of, the compliance related activities performed
• Ensuring timely and accurate completion of regulatory reporting via the CBI Portal
• Participating and contributing to the review of internal policies and procedures and providing compliance advice as required to the business
• Overseeing and supporting the Company’s UK subsidiary with regard to compliance with the applicable UK laws and regulations;
• Assisting with the regular reporting to the Board of Directors
• Liaising with the relevant external legal Counsels

Required Experience

At least 5 years of experience in compliance in the financial services sector, preferably asset management.

Required Qualifications, Skills and Knowledge

The candidate we are looking for has the following requirements:

• Experience in successfully managing relations with internal and external stakeholders (e.g., regulatory authorities, senior management, group compliance, portfolio managers, traders)
• Good knowledge of the Irish regulatory framework
• Knowledge of the UCITS regulatory framework as implemented in Luxembourg would be an advantage
• Keen interest in regulatory compliance and willingness to keep abreast of regulatory development
• A compliance-related certification would be an advantage
• Excellent level of English, written and spoken. Professional knowledge of Italian would be an advantage

Skills:

• Excellent attention to detail, report writing skills, time management, problem solving and analytical skills
• Ability to work effectively with minimal guidance and supervision
• Strong organisational skills
• Ability to prioritise and handle multiple assignments at any given time
• High level of integrity and discretion

Everyone is an asset for our Group and that person could be you! Check out our job opportunities, apply and join our team!